Policies
Policies
| S. No | Particulars | Published Date | Downloads | |
|---|---|---|---|---|
| 1 | 60 | INACTIVE ACCOUNTS | 21/12/2023 |  |
| 2 | 61 | RISK MANAGEMENT POLICY FOR CAPITAL MARKETS | 21/12/2023 | |
| 3 | 62 | UNAUTHENTIC NEWS CIRCULATION POLICY | 21/12/2023 | |
| 4 | 63 | INTERNAL CONTROL PROCEDURE | 21/12/2023 | |
| 5 | 65 | CLIENT CODE MODIFICATION POLICY | 21/12/2023 | |
| 6 | 65 | CONFLICTS OF INTEREST POLICY | 21/12/2023 | |
| 7 | 65 | ERROR TRADE POLICY | 21/12/2023 | |
| 8 | 65 | KRA POLICY & PROCEDURES | 21/12/2023 | |
| 9 | 65 | MARGIN COLLECTION AND REPORTING & ACTUAL SETTLEMENT POLICY | 21/12/2023 | |
| 10 | 65 | ANTI MONEY LAUNDERING POLICY | 21/12/2023 | |
| 11 | 65 | POLICY FOR PRE-FUNDED INSTRUMENTS / ELECTRONIC FUND TRANSFERS | 21/12/2023 | |
| 12 | 65 | INVESTOR GRIEVANCE REDRESSAL POLICY | 21/12/2023 | |
| 13 | 65 | SECURITIES OPERATION & RISK MANAGEMENT | 21/12/2023 | |
| 14 | 65 | POLICY FOR SURVEILLANCE | 21/12/2023 | |
| 15 | 65 | Employee Training Policy | 25/06/2025 | |
| 16 | 65 | facsimile Policy | 25/06/2025 | |
| 17 | 65 | Conflict of Interest Policy | 25/06/2025 | |
| 18 | 65 | NISM SERIES VII POLICY | 25/06/2025 | |
| 19 | 65 | Surveillance Policy | 25/06/2025 | |
| 20 | 65 | Internal Shortage Policy | 25/06/2025 | |
| 21 | 65 | Square Off Policy | 25/06/2025 | |
| 22 | 65 | Policy on Grant of exposure | 25/06/2025 | |
| 23 | 65 | INACTIVE ACCOUNT POLICY | 25/06/2025 | |
| 24 | 65 | Outsourcing Activities Policy | 25/06/2025 | |
| 25 | 65 | Pre Funded Policy | 25/06/2025 | |
| 26 | 65 | CLD Policy | 25/06/2025 | |
| 27 | 65 | Internal Control Mannual | 25/06/2025 | |
| 28 | 65 | Limit Setting | 25/06/2025 | |
| 29 | 65 | PMLA | 25/06/2025 | |