Gogia Capital

Policies

S. No	Particulars	Published Date	Downloads
1	60	INACTIVE ACCOUNTS	21/12/2023
2	61	RISK MANAGEMENT POLICY FOR CAPITAL MARKETS	21/12/2023
3	62	UNAUTHENTIC NEWS CIRCULATION POLICY	21/12/2023
4	63	INTERNAL CONTROL PROCEDURE	21/12/2023
5	65	CLIENT CODE MODIFICATION POLICY	21/12/2023
6	65	CONFLICTS OF INTEREST POLICY	21/12/2023
7	65	ERROR TRADE POLICY	21/12/2023
8	65	KRA POLICY & PROCEDURES	21/12/2023
9	65	MARGIN COLLECTION AND REPORTING & ACTUAL SETTLEMENT POLICY	21/12/2023
10	65	ANTI MONEY LAUNDERING POLICY	21/12/2023
11	65	POLICY FOR PRE-FUNDED INSTRUMENTS / ELECTRONIC FUND TRANSFERS	21/12/2023
12	65	INVESTOR GRIEVANCE REDRESSAL POLICY	21/12/2023
13	65	SECURITIES OPERATION & RISK MANAGEMENT	21/12/2023
14	65	POLICY FOR SURVEILLANCE	21/12/2023